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In 2013, Congress passed a law
that required the Institute of Education Sciences, or IES,
to make the results from peer-reviewed research it funded
freely available.
As part of that initiative, along with related efforts
to make federal government more transparent,
IES is working to make data from its studies publicly available.
IES believes that data sharing
is an important part of the scientific process.
It provides opportunities for other researchers
to review, confirm, or challenge study findings,
and can also enhance scientific inquiry
through other analytic activities.
IES's Policy Regarding Public Access to Research
ensures that data collected
by IES-funded grantees and contractors
are available for use by other researchers.
The policy also documents and supports research findings,
and encourages transparency.
As of October 1, 2015, this policy requires
that some IES-funded grantees
and all contractors who are performing causal inference studies
provide access to their final research data
in a timely fashion,
but no later than when study findings are published
in a peer-reviewed publication.
Complete details about which grants are covered by this policy
are available online at http://ies.ed.gov/funding/datasharing_policy.asp.
For most studies, an electronic file will constitute the final research data.
These data must be available for at least 10 years
and include both raw data and derived variables,
fully described in accompanying documentation.
Final research data are not summary statistics or tables.
Nor do they include laboratory notebooks,
preliminary analyses, drafts of scientific papers,
plans for future research, peer-reviewed reports,
or communications with colleagues.
Rather, they are factual information
on which summary statistics and tables are based.
All IES-funded contractors performing causal inference studies
and grantees covered by the IES Policy
must develop a Data Management Plan
that includes the method for sharing data;
a description of the types of data that will be shared;
and documentation that helps people find, understand,
and responsibly use the data.
The Data Management Plan must also include steps
for protecting the rights and privacy of human subjects
at all times.
While not an exhaustive list, those steps should include
obtaining participant consent before data collection,
describing the process for ensuring that shared data
do not include identifiers
of individuals participating in the research,
and protecting other elements
that could lead to deductive disclosure
of individual study participants.
The Data Management Plan must address collecting and sharing
both primary and secondary data.
This includes the analytical files created from secondary data.
It is crucial for researchers to consider data sharing requirements
when recruiting schools and organizations
to participate in research studies.
In circumstances where secondary data cannot be shared,
the Data Management Plan should include
a compelling rationale that fully explains
how all possible approaches to data sharing
have been explored and are not feasible.
There are different methods
for providing access to final datasets.
Data and documentation may be added
to an existing data repository,
or made available through websites at universities,
state education agencies, and school districts.
IES encourages researchers to upload their data
to a publicly accessible repository
and provide the data in several electronic file formats.
At least one of the formats must be non-proprietary
in order to provide broad access
for researchers using a variety of analytic software.
Complete details of the policy,
along with links to an Implementation Guide and FAQs,
are available online at http://ies.ed.gov/funding/datasharing_policy.asp.